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FIRM PROFILE
Overview
WHARTON MIDMARKET SECURITIES INC. is located at 27 Brook Road, Woodbridge, CT 06525 and was first established at Boston, Connecticut in 03/08/2013. After operating for 12 years, WHARTON MIDMARKET SECURITIES INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of WHARTON MIDMARKET SECURITIES INC.’s clients are individuals and 0% of their clients are high net worth individuals. WHARTON MIDMARKET SECURITIES INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at WHARTON MIDMARKET SECURITIES INC. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access WHARTON MIDMARKET SECURITIES INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at WHARTON MIDMARKET SECURITIES INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for WHARTON MIDMARKET SECURITIES INC. Comes From
Understanding the Statistics for WHARTON MIDMARKET SECURITIES INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
27 Brook Road, Woodbridge, CT 06525
27 Brook Road, Woodbridge, CT 06525
Small
+1 (203) 606-9696
Connecticut since 03/08/2013
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
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Advisor's working at WHARTON MIDMARKET SECURITIES INC.
Douglas Paul Harrigan JR
Paul Harrigan II
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