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CRD#: 159041
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

AKUNA SECURITIES LLC is located at 333 S. Wabash Ave. Suite 2600, Chicago, IL 60604 and was first established at Chicago, Delaware in 08/12/2011. After operating for 14 years, AKUNA SECURITIES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of AKUNA SECURITIES LLC’s clients are individuals and 0% of their clients are high net worth individuals. AKUNA SECURITIES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at AKUNA SECURITIES LLC are registered to handle securities or provide financial advice. The firm has 7 disclosures, 7 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access AKUNA SECURITIES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at AKUNA SECURITIES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for AKUNA SECURITIES LLC Comes From

Understanding the Statistics for AKUNA SECURITIES LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
7

FIRM INFORMATION

Main Address
333 S. Wabash Ave. Suite 2600, Chicago, IL 60604
Mailing Address
333 S. Wabash Ave. Suite 2600, Chicago, IL 60604
Firm Size
Medium
Phone Number
(312) 994-4640
Established
Delaware since 08/12/2011
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
AKUNA TRADING LLCMANAGER
ALEXIEVA, NELI MIHAYLOVACFO6854926
DUCKWORTH, RYAN JAMESCEO5970652
HYER, THOMAS MICHAELCHIEF RISK OFFICER5916927
JAVIER TORRES, CHRISTINA MARIECCO, AML-CO6618037
RIP, OLGAFINOP5440553

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at AKUNA SECURITIES LLC

MS

Matt Stodola

RR
CRD#: 7681772
Location:
Chicago, IL 60604
Company:
AKUNA SECURITIES LLC
Disclosures:
Experience:
2 years
View Profile
AL

Angela Liu

RR
CRD#: 7922677
Location:
Chicago, IL 60604
Company:
AKUNA SECURITIES LLC
Disclosures:
Experience:
1 year
View Profile
BL

Benjamin J Liu

RR
CRD#: 7928141
Location:
Chicago, IL 60604
Company:
AKUNA SECURITIES LLC
Disclosures:
Experience:
1 year
View Profile
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