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CRD#: 158368
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

MONTMINY SECURITIES, LLC is located at 201 Santa Monica Blvd Suite 480, Santa Monica, CA 90401 and was first established at Los Angeles, Delaware in 05/20/2011. After operating for 14 years, MONTMINY SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of MONTMINY SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. MONTMINY SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at MONTMINY SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access MONTMINY SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at MONTMINY SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for MONTMINY SECURITIES, LLC Comes From

Understanding the Statistics for MONTMINY SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
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HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
201 Santa Monica Blvd Suite 480, Santa Monica, CA 90401
Mailing Address
201 Santa Monica Blvd Suite 480, Santa Monica, CA 90401
Firm Size
Small
Phone Number
(310) 230-8600
Established
Delaware since 05/20/2011
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
MONTMINY, JOEL THOMASPRESIDENT & CEO & CCO4216976
GEORGE, KENNETH RONALDPFO & POO2643369

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Advisor's working at MONTMINY SECURITIES, LLC

SL

Stephen Watson Laver

RR
CRD#: 6928058
Location:
Santa Monica, CA 90401
Company:
MONTMINY SECURITIES, LLC
Disclosures:
Experience:
7 years
View Profile
WK

William Earl Koenig

RR
CRD#: 6928073
Location:
Santa Monica, CA 90401
Company:
MONTMINY SECURITIES, LLC
Disclosures:
Experience:
7 years
View Profile
JM

Joel Thomas Montminy

Joel David T. Montminy, Joel T. Montminy
RR
CRD#: 4216976
Location:
Santa Monica, CA 90401
Company:
MONTMINY SECURITIES, LLC
Disclosures:
Experience:
25 years
View Profile
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