FIND A EAST / WEST SECURITIES CORP. FINANCIAL ADVISOR NEAR ME
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CRD#: 157346
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FIRM PROFILE
Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information
Where the Statistical Data for EAST / WEST SECURITIES CORP. Comes From
Understanding the Statistics for EAST / WEST SECURITIES CORP. and How They Compare to Other Firms Through Our Analysis
Average Account Value
Individuals
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HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
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Individuals
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HNWI
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MISC
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Employees
Total
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Registered
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Client Ratios
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Clients
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Individuals
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HNWI
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Firm Disclosures
No Disclosures
FIRM INFORMATION
Established
Nevada since 11/23/2010
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| CHIEN, ECHO CHIAPING | CCO | 2750051 | |
| CHIEN, ECHO CHIAPING | PRESIDENT, CEO | 2750051 | |
| CHENG, NICKY MEIWEIN | CHIEF FINANCIAL OFFICER | 4146799 | |
| CHENG, NICKY MEIWEIN | FINOP | 4146799 | |
| PARE, MONTEJAR DIMALANTA | REGISTERED OPTIONS PRINCIPAL | 2731190 | |
| PARE, MONTEJAR DIMALANTA | REGISTERED MUNICIPAL SECURITIES PRINCIPAL | 2731190 |
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Advisor's working at EAST / WEST SECURITIES CORP.
David E Carrow
IAR
RR
CRD#: 2003295
Location:
Rochester, MN 55901
Company:
AMERIPRISE FINANCIAL SERVICES, LLC
Disclosures:
Experience:
36 years
MD
Matthew Richard Day
IAR
RR
CRD#: 8011989
Location:
Stamford, CT 06901-2502
Company:
RBC CAPITAL MARKETS, LLC
Disclosures:
Experience:
1 year
Charles Andrew Fischer
PR
CRD#: 2164405
Location:
St. Petersburg, FL 33716
Company:
RAYMOND JAMES & ASSOCIATES, INC.
Disclosures:
Experience:
34 years
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