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FIRM PROFILE
Overview
FCF SECURITIES AND DERIVATIVES LLC is located at 425 S. Financial Place Ste. 1575, Chicago, IL 60605 and was first established at Chicago, Delaware in 04/01/2019. After operating for 6 years, FCF SECURITIES AND DERIVATIVES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of FCF SECURITIES AND DERIVATIVES LLC’s clients are individuals and 0% of their clients are high net worth individuals. FCF SECURITIES AND DERIVATIVES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at FCF SECURITIES AND DERIVATIVES LLC are registered to handle securities or provide financial advice. The firm has 4 disclosures, 4 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access FCF SECURITIES AND DERIVATIVES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at FCF SECURITIES AND DERIVATIVES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for FCF SECURITIES AND DERIVATIVES LLC Comes From
Understanding the Statistics for FCF SECURITIES AND DERIVATIVES LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
425 S. Financial Place Ste. 1575, Chicago, IL 60605
425 S. Financial Place Ste. 1575, Chicago, IL 60605
Small
(312) 663-2712
Delaware since 04/01/2019
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
How Do I Determine Which Firm to Work With?
Advisor's working at FCF SECURITIES AND DERIVATIVES LLC
Helene Berson Postrel
William Scott Webber
Willie L Wong
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