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Find, Compare and Monitor Financial Advisors at GM SECURITIES, LLC

CRD#: 154657
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

GM SECURITIES, LLC is located at 833 E. Michigan Street, Suite 1420, Milwaukee, WI 53202 and was first established at Chicago, Wisconsin in 06/28/2010. After operating for 15 years, GM SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of GM SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. GM SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at GM SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access GM SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at GM SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for GM SECURITIES, LLC Comes From

Understanding the Statistics for GM SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
833 E. Michigan Street, Suite 1420, Milwaukee, WI 53202
Mailing Address
833 E. Michigan Street, Suite 1420, Milwaukee, WI 53202
Firm Size
Small
Phone Number
(414) 278-1120
Established
Wisconsin since 06/28/2010
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
GM HOLDCO, INC.SOLE OWNER
BEAGLE, JOHN LANTRYPRESIDENT2230709
CARDONA, ANDREW ROBERTCHIEF COMPLIANCE OFFICER6466257
SPAULDING, BRIDGET FARRELLCHIEF FINANCIAL OFFICER/ FINOP & SECRETARY6392261
YTTRE, KEVIN MVICE PRESIDENT6016839

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at GM SECURITIES, LLC

JB

John Lantry Beagle

RR
CRD#: 2230709
Location:
Milwaukee, WI 53202
Company:
GM SECURITIES, LLC
Disclosures:
Experience:
33 years
View Profile
KY

Kevin M Yttre

RR
CRD#: 6016839
Location:
Milwaukee, WI 53202
Company:
GM SECURITIES, LLC
Disclosures:
Experience:
12 years
View Profile
AH

Andrew Brian Hinz

RR
CRD#: 4837399
Location:
Milwaukee, WI 53202
Company:
GM SECURITIES, LLC
Disclosures:
Experience:
21 years
View Profile
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