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FIRM PROFILE
Overview
PROFINANCIAL, INC. is located at 120 Wall Street 25th Flr, New York, NY 10005 and was first established at New York, Louisiana in 05/15/1984. After operating for 42 years, PROFINANCIAL, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of PROFINANCIAL, INC.’s clients are individuals and 0% of their clients are high net worth individuals. PROFINANCIAL, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at PROFINANCIAL, INC. are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access PROFINANCIAL, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at PROFINANCIAL, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for PROFINANCIAL, INC. Comes From
Understanding the Statistics for PROFINANCIAL, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
120 Wall Street 25th Flr, New York, NY 10005
120 Wall Street 25th Flr, New York, NY 10005
Small
(212) 333-3315
Louisiana since 05/15/1984
Corporation
December
FIRM DOCUMENTS
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Advisor's working at PROFINANCIAL, INC.
John Tornatore
Registered Affiliation(s):PROMETHEUM ATS
Aaron L Kaplan
Registered Affiliation(s):PROMETHEUM EMBER CAPITAL
Marc Andrew Nichols
Registered Affiliation(s):PROFINANCIAL, INC.
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