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Find, Compare and Monitor Financial Advisors at CONNERS & CO., INC.

CRD#: 1511
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

CONNERS & CO., INC. is located at 5080 Wooster Road Suite 300, Cincinnati, OH 45226 and was first established at Chicago, Ohio in 10/27/1959. After operating for 67 years, CONNERS & CO., INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of CONNERS & CO., INC.’s clients are individuals and 0% of their clients are high net worth individuals. CONNERS & CO., INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at CONNERS & CO., INC. are registered to handle securities or provide financial advice. The firm has 8 disclosures, 7 being regulatory events, 0 being client events, and 1 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access CONNERS & CO., INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at CONNERS & CO., INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for CONNERS & CO., INC. Comes From

Understanding the Statistics for CONNERS & CO., INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
7
Arbitration
1

FIRM INFORMATION

Main Address
5080 Wooster Road Suite 300, Cincinnati, OH 45226
Mailing Address
5080 Wooster Road Suite 300, Cincinnati, OH 45226
Firm Size
Small
Phone Number
(513) 421-0606
Established
Ohio since 10/27/1959
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
CONNERS, JOHN ANTHONYCHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER52348

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at CONNERS & CO., INC.

CK

Carl Frost Kalnow

RR
CRD#: 876529
Location:
Cincinnati, OH 45226
Company:
CONNERS & CO., INC.
Disclosures:
Experience:
48 years
View Profile
KV

Kelly Conners Vaughn

Kelly Ann Conners
RR
CRD#: 2318770
Location:
Cincinnati, OH 45202-3843
Company:
CONNERS & CO., INC.
Disclosures:
Experience:
32 years
View Profile
JC

John Anthony Conners

RR
CRD#: 52348
Location:
Cincinnati, OH 45202-3843
Company:
CONNERS & CO., INC.
Disclosures:
Experience:
53 years
View Profile
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Experience (Years)

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