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FIRM PROFILE
Overview
PACIFIC POINT SECURITIES, LLC is located at 2300 E. Katella, Suite 275, Anaheim, CA 92806-6047 and was first established at Los Angeles, Nevada in 04/07/2009. After operating for 16 years, PACIFIC POINT SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of PACIFIC POINT SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. PACIFIC POINT SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at PACIFIC POINT SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access PACIFIC POINT SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at PACIFIC POINT SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for PACIFIC POINT SECURITIES, LLC Comes From
Understanding the Statistics for PACIFIC POINT SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
2300 E. Katella, Suite 275, Anaheim, CA 92806-6047
2300 E. Katella, Suite 275, Anaheim, CA 92806-6047
Small
(714) 712-3434
Nevada since 04/07/2009
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| DUHOVIC, JEROME VICTOR | CEO & PRESIDENT | 2123754 | |
| DUHOVIC, JEROME VICTOR | MEMBER & CHAIRMAN OF THE BOARD | 2123754 | |
| KING, JAMES RONALD SR | MEMBER & DIRECTOR | 269927 | |
| KING, PAUL J | MEMBER & DIRECTOR | ||
| KING, WESTLEY HAYES | MEMBER & DIRECTOR | 2527676 | |
| LEJMAN, SHERI J | CHIEF FINANCIAL OFFICER, FINOP/PRINCIPAL FINANCIAL OFFICER | 6406038 | |
| FEDERATION OF FINANCIAL SERVICES | MEMBER | ||
| KING, CHARICE LEE | MEMBER | ||
| MCCOMSEY, JOANNA DAWN | CHIEF COMPLIANCE OFFICER, AML OFFICER | 3101022 | |
| SIMON, ADAM BRETT | EVP, CHIEF OPERATING OFFICER, PRINCIPAL OPERATIONS OFFICER | 2524249 |
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Advisor's working at PACIFIC POINT SECURITIES, LLC
Jerome Victor Duhovic
Adam Brett Simon
Joanna Dawn Mccomsey
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