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CRD#: 149113

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

USRP EQUITIES, LLC is located at null, null, null null and was first established at Woodbridge, Delaware in 05/13/2008. After operating for 17 years, USRP EQUITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of USRP EQUITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. USRP EQUITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at USRP EQUITIES, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access USRP EQUITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at USRP EQUITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for USRP EQUITIES, LLC Comes From

Understanding the Statistics for USRP EQUITIES, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
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HNWI
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Firm Disclosures
No Disclosures

FIRM INFORMATION

Firm Size
Small
Established
Delaware since 05/13/2008
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
US RETIREMENT PARTNERS, INC.MEMBER
HOPKINS, THOMAS JOHNCFO AND FINOP1835087
MUNOZ, COURTNEY ELIZABETHPRESIDENT/CHIEF COMPLIANCE OFFICER4557980

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Advisor's working at USRP EQUITIES, LLC

JF
AdvisorCheck Check Mark

John Friedman

John Abraham Friedman
PR
CRD#: 5951501
Location:
New York, NY 10036
Company:
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Disclosures:
Experience:
11 years
View Profile
AB
AdvisorCheck Check Mark

Andrew Bekheet

Andrew Adel Bekheet
PR
CRD#: 6508938
Location:
Detroit, MI 48226
Company:
COMERICA SECURITIES
Disclosures:
Experience:
7 years
View Profile
Caleb James Warren
AdvisorCheck Check Mark

Caleb James Warren

IAR
CRD#: 7075385
CFP®: Certified Financial Planner
Location:
Bangor, ME 04401
Company:
WARREN FINANCIAL
Disclosures:
Experience:
6 years
View Profile
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