FIND A EQUINOX SECURITIES, INC. FINANCIAL ADVISOR NEAR ME
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CRD#: 145790
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FIRM PROFILE
Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information
Where the Statistical Data for EQUINOX SECURITIES, INC. Comes From
Understanding the Statistics for EQUINOX SECURITIES, INC. and How They Compare to Other Firms Through Our Analysis
Average Account Value
Individuals
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HNWI
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Breakdown of Assets Under Management
Total Client Assets:
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HNWI
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MISC
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Employees
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Registered
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Client Ratios
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Clients
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HNWI
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Firm Disclosures
Regulatory Event
2
FIRM INFORMATION
Main Address
1776 Park Ave., Suite 101, Redlands, CA 92374
Established
California since 09/24/2007
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| EQUINOX CAPITAL HOLDINGS, INC. | OWNER | ||
| OLIVEIRA, STEPHEN MICHAEL | PRESIDENT/CFO/CCO/MSRB/AMLCO | 1880054 |
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
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Advisor's working at EQUINOX SECURITIES, INC.
CS
Cale Michael Smith
IAR
CRD#: 5525448
Location:
Islamorada, FL
Company:
BASTION FIDUCIARY
Disclosures:
Experience:
17 years
PW
Paul Weinberg
PR
CRD#: 1559874
Location:
New York, NY 10004
Company:
OPPENHEIMER & CO. INC.
Disclosures:
Experience:
39 years
Eric Duranta Bailey
IAR
RR
CRD#: 1279349
Location:
Silver Spring, MD 20910
Company:
OSAIC WEALTH, INC.
Disclosures:
Experience:
41 years
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