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FIRM PROFILE
Overview
CARL MARKS SECURITIES LLC is located at 900 Third Avenue, 10th Floor Suite 1003, New York, NY 10022 and was first established at New York, New York in 05/25/2006. After operating for 19 years, CARL MARKS SECURITIES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of CARL MARKS SECURITIES LLC’s clients are individuals and 0% of their clients are high net worth individuals. CARL MARKS SECURITIES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at CARL MARKS SECURITIES LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access CARL MARKS SECURITIES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at CARL MARKS SECURITIES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
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Understanding the Statistics for CARL MARKS SECURITIES LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
900 Third Avenue 10th Floor Suite 1003, New York, NY, 10022
900 Third Avenue 10th Floor Suite 1003, New York, NY, 10022
Small
(212) 909-8400
New York since 05/25/2006
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
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Advisor's working at CARL MARKS SECURITIES LLC
Evan Michael Tomaskovic
Robert Alan Speer
Michael Patrick Finer
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