FIND A DB SECURITIES SERVICES NJ INC. FINANCIAL ADVISOR NEAR ME
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CRD#: 142775
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FIRM PROFILE
Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information
Where the Statistical Data for DB SECURITIES SERVICES NJ INC. Comes From
Understanding the Statistics for DB SECURITIES SERVICES NJ INC. and How They Compare to Other Firms Through Our Analysis
Average Account Value
Individuals
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HNWI
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Breakdown of Assets Under Management
Total Client Assets:
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HNWI
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MISC
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Employees
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Registered
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Client Ratios
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Clients
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Individuals
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HNWI
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Firm Disclosures
No Disclosures
FIRM INFORMATION
Established
New York since 11/21/2006
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| DEUTSCHE BANK SECURITIES INC. | STOCKHOLDER | ||
| AXELROD, MARK ELLIOT | CHIEF EXECUTIVE OFFICER | 1335937 | |
| CHEN, MARY | CHIEF FINANCIAL OFFICER/FINOP | 2540220 | |
| GERLICH, RUDOLPH MAX JR. | CHIEF COMPLIANCE OFFICER | 2746180 | |
| POLIZZOTTO, JOSEPH | CHIEF LEGAL OFFICER | 4730994 | |
| STUCCHIO, ANTHONY | DIRECTOR/CHIEF OPERATIONS OFFICER | 2198592 |
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Advisor's working at DB SECURITIES SERVICES NJ INC.
Minh Duc Pham
RR
CRD#: 7356855
Location:
Lafayette, LA 70508
Company:
NYLIFE SECURITIES LLC
Disclosures:
Experience:
4 years
PM
Pamela Mahar
IAR
RR
CRD#: 2729868
Location:
Fort Myers, FL 33907
Company:
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Disclosures:
Experience:
30 years
Nicholas Hagan
IAR
RR
CRD#: 6276948
Location:
Lodi, CA 95240
Company:
PNC WEALTH MANAGEMENT LLC
Disclosures:
Experience:
12 years
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