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Find, Compare and Monitor Financial Advisors at SETTER CAPITAL INC.

CRD#: 141652
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

SETTER CAPITAL INC. is located at 2 Bloor Street West Suite 1700, Toronto, Ontario, null M4W 3E2. SETTER CAPITAL INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of SETTER CAPITAL INC.’s clients are individuals and 0% of their clients are high net worth individuals. SETTER CAPITAL INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at SETTER CAPITAL INC. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access SETTER CAPITAL INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at SETTER CAPITAL INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for SETTER CAPITAL INC. Comes From

Understanding the Statistics for SETTER CAPITAL INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
2 Bloor Street West Suite 1700, Toronto, Ontario, M4W 3E2
Mailing Address
2 Bloor Street West Suite 1700, Toronto, Ontario, M4W 3E2
Firm Size
Small
Phone Number
(416) 964-9555
Established
since 01/31/2006
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
MCGRATH, PETER THOMASPRESIDENT5204547
MCGRATH, PETER THOMASCHIEF COMPLIANCE OFFICER5204547

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Advisor's working at SETTER CAPITAL INC.

JT

Jasveen Kaur Tuteja

Jasveen Kaur Toteja
RR
CRD#: 7919441
Location:
Toronto, Ontario, M4W 3E2
Company:
SETTER CAPITAL INC.
Disclosures:
Experience:
1 year
View Profile
JB

Joseph Kenneth Bradley

RR
CRD#: 8099566
Location:
Toronto, Ontario, M4W 3E2
Company:
SETTER CAPITAL INC.
Disclosures:
Experience:
1 year
View Profile
PM

Peter Thomas Mcgrath

RR
CRD#: 5204547
Location:
Toronto, Ontario, M4W 3E2
Company:
SETTER CAPITAL INC.
Disclosures:
Experience:
19 years
View Profile
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