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CRD#: 140889
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

CLEANBRIDGE SECURITIES, LLC is located at 2601 S. Bayshore Drive Suite 1130, Miami, FL 33133 and was first established at Florida, Delaware in 03/29/2005. After operating for 21 years, CLEANBRIDGE SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of CLEANBRIDGE SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. CLEANBRIDGE SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at CLEANBRIDGE SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access CLEANBRIDGE SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at CLEANBRIDGE SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

Crafted using large generative AI models

Where the Statistical Data for CLEANBRIDGE SECURITIES, LLC Comes From

Understanding the Statistics for CLEANBRIDGE SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
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HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
2601 S. Bayshore Drive Suite 1130, Miami, FL 33133
Mailing Address
2601 S.. Bayshore Drive Suite 1130, Miami, FL 33133
Firm Size
Small
Phone Number
(305) 577-9799
Established
Delaware since 03/29/2005
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
CLEANBRIDGE ADVISORS, LLCHOLDING COMPANY
MOODY, BENJAMIN SIMONPRESIDENT/CEO/CCO2345636
TENPOW, GEORGE PHILIPCFO/FINOP2938989

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

How Do I Determine Which Firm to Work With?

Advisor's working at CLEANBRIDGE SECURITIES, LLC

RH

Robert Carson Hays

RR
CRD#: 3200913
Location:
Miami, FL 33133
Company:
CLEANBRIDGE SECURITIES, LLC
Disclosures:
Experience:
26 years
View Profile
FF

Federico E Fermin Jahn

RR
CRD#: 6531058
Location:
Miami, FL 33133
Company:
CLEANBRIDGE SECURITIES, LLC
Disclosures:
Experience:
10 years
View Profile
MM

Mariano Luis Montaner

Mariano Luis Gonzalez-Montaner
RR
CRD#: 7223598
Location:
Miami, FL 33133
Company:
CLEANBRIDGE SECURITIES, LLC
Disclosures:
Experience:
5 years
View Profile
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