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CRD#: 140546
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

TANDEM SECURITIES, INC. is located at 3706 Sw Topeka Boulevard Suite 420, Topeka, KS 66609 and was first established at Kansas City, Kansas in 03/15/2006. After operating for 20 years, TANDEM SECURITIES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of TANDEM SECURITIES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. TANDEM SECURITIES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at TANDEM SECURITIES, INC. are registered to handle securities or provide financial advice. The firm has 3 disclosures, 3 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access TANDEM SECURITIES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at TANDEM SECURITIES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for TANDEM SECURITIES, INC. Comes From

Understanding the Statistics for TANDEM SECURITIES, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
3

FIRM INFORMATION

Main Address
3706 Sw Topeka Boulevard Suite 420, Topeka, KS 66609
Mailing Address
3706 W Topeka Boulevard Suite 420, Topeka, KS 66609
Firm Size
Small
Phone Number
(785) 266-8333
Established
Kansas since 03/15/2006
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
MILLER, KRISTOPHER WAYNEOWNER, PRESIDENT, PRINCIPAL, CCO2868616
BARR, FARON EUGENEGENERAL SECURITIES PRINCIPAL/AML COMPLIANCE OFFICER4685467
LINDNER, CARL ALBERTCFO AND FINOP6830871
MILLER, RICHARD LEEPRINCIPLE/GENERAL COMPLIANCE1176011

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at TANDEM SECURITIES, INC.

Faron Eugene Barr

Faron Eugene Barr

Faron E Barr
IAR
RR
CRD#: 4685467
CFP®: Certified Financial PlannerChFC®: Chartered Financial ConsultantCLU®: Chartered Life Underwriter
Location:
Topeka, KS 66609
Company:
T & M FINANCIAL INC.
Disclosures:
Experience:
22 years
View Profile
RM

Richard Lee Miller

IAR
RR
CRD#: 1176011
Location:
Topeka, KS 66609
Company:
T & M FINANCIAL INC.
Disclosures:
Experience:
42 years
View Profile
KM

Kristopher Wayne Miller

Kris Miller
IAR
RR
CRD#: 2868616
Location:
Topeka, KS 66609
Company:
T & M FINANCIAL INC.
Disclosures:
Experience:
28 years
View Profile
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