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FIRM PROFILE
Overview
DWM FINANCE LLC is located at 100 First Stamford Place 4th Floor Suite 450, Stamford, CT 06902 and was first established at Boston, Connecticut in 03/30/2005. After operating for 21 years, DWM FINANCE LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of DWM FINANCE LLC’s clients are individuals and 0% of their clients are high net worth individuals. DWM FINANCE LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at DWM FINANCE LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access DWM FINANCE LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at DWM FINANCE LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for DWM FINANCE LLC Comes From
Understanding the Statistics for DWM FINANCE LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
100 First Stamford Place 4th Floor Suite 450, Stamford, CT 06902
100 First Stamford Place 4th Floor Suite 450, Stamford, CT 06902
Small
(203) 655-5453
Connecticut since 03/30/2005
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
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Advisor's working at DWM FINANCE LLC
J Bradley Swanson
William Courtland Churchfiel Walker
Peter Hallock Johnson
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