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FIRM PROFILE
Overview
REDROCK TRADING PARTNERS, LLC is located at 2605 Walton Way, Augusta, GA 30904 and was first established at Atlanta, Arizona in 05/24/2004. After operating for 21 years, REDROCK TRADING PARTNERS, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of REDROCK TRADING PARTNERS, LLC’s clients are individuals and 0% of their clients are high net worth individuals. REDROCK TRADING PARTNERS, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at REDROCK TRADING PARTNERS, LLC are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access REDROCK TRADING PARTNERS, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at REDROCK TRADING PARTNERS, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for REDROCK TRADING PARTNERS, LLC Comes From
Understanding the Statistics for REDROCK TRADING PARTNERS, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
2605 Walton Way, Augusta, GA 30904
2605 Walton Way, Augusta, GA 30904
Small
(707) 726-2648
Arizona since 05/24/2004
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| DEFOOR, PERRY BYRON | COMPANY MEMBER | ||
| DEHAAN, CH | COMPANY MEMBER | ||
| FINNEGAN PAUL HAYCOCK 2503C TRUST | COMPANY MEMBER | ||
| GEORGIA CERES HAYCOCK 2503C TRUST | COMPANY MEMBER | ||
| PLUMMER, THANE | VICE PRESIDENT / CHIEF COMPLIANCE OFFICER/MANAGING MEMBER/SROP/CROP | ||
| VERA LUCILLE DEFOOR HAYCOCK 2503C TRUST | COMPANY MEMBER |
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Advisor's working at REDROCK TRADING PARTNERS, LLC
Thane Plummer
Brandon Cory Deering
Bruce Dewayne Johnson
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