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CRD#: 132197
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

AGM SECURITIES LLC is located at 7000 W Palmetto Park Rd Suite 503, Boca Raton, FL 33433 and was first established at Florida, Delaware in 05/26/2004. After operating for 21 years, AGM SECURITIES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of AGM SECURITIES LLC’s clients are individuals and 0% of their clients are high net worth individuals. AGM SECURITIES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at AGM SECURITIES LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access AGM SECURITIES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at AGM SECURITIES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for AGM SECURITIES LLC Comes From

Understanding the Statistics for AGM SECURITIES LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
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HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
7000 W Palmetto Park Rd Suite 503, Boca Raton, FL 33433
Mailing Address
7000 W Palmetto Park Rd Suite 503, Boca Raton, FL 33433
Firm Size
Small
Phone Number
(212) 796-1531
Established
Delaware since 05/26/2004
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
AGM GROUP HOLDINGS LLCSOLE MEMBER
SPINDEL, HOWARDCFO/FINOP708042
VERDONE, JAMES JOSEPHCEO/CCO2581251

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at AGM SECURITIES LLC

EZ

Eric Lloyd Zacharias

RR
CRD#: 6034227
Location:
Beverly Hills, CA 90210
Company:
AGM SECURITIES LLC
Disclosures:
Experience:
6 years
View Profile
JR

Joshua M Rothstein

Josh Rothstein
RR
CRD#: 6664241
Location:
Beverly Hills, CA 90210
Company:
AGM SECURITIES LLC
Disclosures:
Experience:
9 years
View Profile
YN

Yerlan Nyssanov

Erlan Nyssanov
RR
CRD#: 6810996
Location:
Beverly Hills, CA 90210
Company:
AGM SECURITIES LLC
Disclosures:
Experience:
7 years
View Profile
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