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CRD#: 131901
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

DAVY SECURITIES is located at Davy House 49 Dawson Street, Dublin 2, null D2. DAVY SECURITIES has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of DAVY SECURITIES’s clients are individuals and 0% of their clients are high net worth individuals. DAVY SECURITIES has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at DAVY SECURITIES are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access DAVY SECURITIES‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at DAVY SECURITIES. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for DAVY SECURITIES Comes From

Understanding the Statistics for DAVY SECURITIES and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
Davy House 49 Dawson Street, Dublin 2, D2
Mailing Address
Davy House 49 Dawson Street, Dublin 2, D2
Firm Size
Small
Phone Number
353 (1) 679 2816
Established
since 03/24/2004
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
J & E DAVY HOLDINGSSOLE MEMBER
CAMPBELL, ROBERT NMNFINOP, PFO, POO1349154
CONNOLLY, ALLISON SIOBHANEXECUTIVE REPRESENATIVE5486724
MURPHY, STEPHEN VINCENTCHIEF COMPLIANCE OFFICER2242466
NELIGAN, DAVID ALEXANDEREXECUTIVE REPRESENTATIVE4620414

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

How Do I Determine Which Firm to Work With?

Advisor's working at DAVY SECURITIES

CH

Claire Geraldine Higgins

RR
CRD#: 7661161
Location:
Dublin 2, D2
Company:
DAVY SECURITIES
Disclosures:
Experience:
2 years
View Profile
SM

Stephen Vincent Murphy

RR
CRD#: 2242466
Location:
El Segundo, CA 90245
Company:
ARMORY SECURITIES, LLC
Disclosures:
Experience:
33 years
View Profile
CL

Caroline Mary Lennon

RR
CRD#: 5543048
Location:
Dublin 2, D2
Company:
DAVY SECURITIES
Disclosures:
Experience:
13 years
View Profile
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