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FIRM PROFILE
Overview
COGNITIVE CAPITAL, LLC is located at 141 W Jackson # 1620, Chicago, IL 60604 and was first established at Chicago, Illinois in 03/22/2004. After operating for 22 years, COGNITIVE CAPITAL, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of COGNITIVE CAPITAL, LLC’s clients are individuals and 0% of their clients are high net worth individuals. COGNITIVE CAPITAL, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at COGNITIVE CAPITAL, LLC are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access COGNITIVE CAPITAL, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at COGNITIVE CAPITAL, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for COGNITIVE CAPITAL, LLC Comes From
Understanding the Statistics for COGNITIVE CAPITAL, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
141 W Jackson # 1620, Chicago, IL 60604
141 W Jackson # 1620, Chicago, IL 60604
Small
(312) 431-0400
Illinois since 03/22/2004
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| ARTHUR S. MARGULIS LIVING TRUST DATED 2/24/1998 | MANAGING MEMBER | ||
| MARK AND BETSY CARROLL FAMILY REVOCABLE TRUST | MEMBER | ||
| THE M & C BUCKLEY FAMILY REVOCABLE TRUST DATED 10/13/2020 | MEMBER | ||
| BUCKLEY, MATTHEW EDWARD | TRADING MANAGER, TRUSTEE | 5130690 | |
| CARROLL, MARK WILLIAM | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, TRUSTEE | 5077727 | |
| MARGULIS, ARTHUR SIDNEY JR | MANAGING PRINCIPAL, TRUSTEE | 2132364 | |
| RIDGES, DAVID BRIAN | CHIEF TECHNOLOGY OFFICER, TRUSTEE | 4662004 | |
| THE RIDGES FAMILY 2024 DECLARATION OF TRUST DATED MARCH 1, 2024 | MEMBER |
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Advisor's working at COGNITIVE CAPITAL, LLC
Arthur Sidney Margulis JR
Mark William Carroll
David Brian Ridges
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