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FIRM PROFILE
Overview
GLADSTONE SECURITIES, LLC is located at 1521 Westbranch Drive Suite 100, Mclean, VA 22102 and was first established at Philadelphia, Connecticut in 04/07/2003. After operating for 23 years, GLADSTONE SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of GLADSTONE SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. GLADSTONE SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at GLADSTONE SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access GLADSTONE SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at GLADSTONE SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for GLADSTONE SECURITIES, LLC Comes From
Understanding the Statistics for GLADSTONE SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
1521 Westbranch Drive Suite 100, Mclean, VA 22102
1521 Westbranch Drive Suite 100, Mclean, VA 22102
Small
(703) 287-5900
Connecticut since 04/07/2003
Limited Liability Company
June
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| THE GLADSTONE COMPANIES, INC. | SHAREHOLDER | ||
| DELLAFIORA, JOHN ANTHONY JR | MEMBER, BOARD OF MANAGERS/MANAGING PRINCIPAL/CHIEF COMPLIANCE OFFICER | 5412022 | |
| GLADSTONE, DAVID JOHN | MEMBER, BOARD OF MANAGERS | 4578897 | |
| KENT, RICHARD JOHN | MEMBER, BOARD OF MANAGERS/MANAGING PRINCIPAL | 3258231 | |
| LICALSI, MICHAEL BERNARD | MEMBER, BOARD OF MANAGERS/MANAGING PRINCIPAL/CHIEF LEGAL OFFICER/SECRETARY | 2578298 | |
| MARRONE, MICHAEL THOMAS | FINANCIAL AND OPERATIONS PRINCIPAL | 4859949 |
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Advisor's working at GLADSTONE SECURITIES, LLC
Eric Drake Maloy
Vincent Salvatore Centineo
Timothy Howard Mccabe
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