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CRD#: 126180

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Where the Statistical Data for SEAVIEW SECURITIES LLC Comes From

Understanding the Statistics for SEAVIEW SECURITIES LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
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HNWI
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Breakdown of Assets Under Management
Total Client Assets:
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HNWI
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MISC
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Employees
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Registered
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Client Ratios
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HNWI
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Firm Disclosures
No Disclosures

FIRM INFORMATION

Established
Delaware since 02/03/2003
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
DOUGHERTY, JOSEPH PAULMANAGING DIRECTOR/OWNER2939869
BELL, MICHAEL JOHNCEO/CCO5007386
KIRSCHENBLATT, CHAD ETHANFINOP2503352

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Advisor's working at SEAVIEW SECURITIES LLC

Jeremy W Clark
AdvisorCheck Check Mark

Jeremy W Clark

IAR
RR
CRD#: 6873944
Location:
Springfield, MO 65804
Company:
PFS INVESTMENTS INC.
Disclosures:
Experience:
8 years
HA
AdvisorCheck Check Mark

Hazan Akgun

Hazan Akgun Rief
RR
CRD#: 7682490
Location:
Clifton, NJ 07011
Company:
J.P. MORGAN SECURITIES LLC
Disclosures:
Experience:
3 years
AR
AdvisorCheck Check Mark

Aura Tamar Reinhard

PR
CRD#: 5197830
Location:
New York, NY 10281
Company:
RBC CAPITAL MARKETS, LLC
Disclosures:
Experience:
17 years
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