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Find, Compare and Monitor Financial Advisors at THE COURTNEY GROUP, LLC

CRD#: 114904
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

THE COURTNEY GROUP, LLC is located at 363 San Miguel Drive Suite 210, Newport Beach, CA 92660 and was first established at Los Angeles, Delaware in 06/01/2001. After operating for 24 years, THE COURTNEY GROUP, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of THE COURTNEY GROUP, LLC’s clients are individuals and 0% of their clients are high net worth individuals. THE COURTNEY GROUP, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at THE COURTNEY GROUP, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access THE COURTNEY GROUP, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at THE COURTNEY GROUP, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for THE COURTNEY GROUP, LLC Comes From

Understanding the Statistics for THE COURTNEY GROUP, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
363 San Miguel Drive Suite 210, Newport Beach, CA 92660
Mailing Address
363 San Miguel Drive Suite 210, Newport Beach, CA 92660
Firm Size
Small
Phone Number
(949) 706-3600
Established
Delaware since 06/01/2001
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
COURTNEY, THOMAS WILLIAM JRPRESIDENT/DIRECTOR, CHIEF COMPLIANCE OFFICER1587615
COLLINS, ELIZABETH SARAHFINANCIAL AND OPERATIONS PRINCIPAL4714831

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Advisor's working at THE COURTNEY GROUP, LLC

RM

Richard George Minicus

Rich Minicus
RR
CRD#: 1334644
Location:
Newport Beach, CA 92660
Company:
THE COURTNEY GROUP, LLC
Disclosures:
Experience:
4 years
View Profile
TC

Thomas William Courtney JR

RR
CRD#: 1587615
Location:
Newport Beach, CA 92660
Company:
THE COURTNEY GROUP, LLC
Disclosures:
Experience:
28 years
View Profile
CA

Charles Matthew Allen

RR
CRD#: 4464901
Location:
Newport Beach, CA 92660
Company:
THE COURTNEY GROUP, LLC
Disclosures:
Experience:
23 years
View Profile
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