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FIRM PROFILE
Overview
FORUM CAPITAL SECURITIES LLC is located at 477 Madison Avenue 6th Floor, Pmb #6819, New York, NY 10022 and was first established at New York, Delaware in 11/02/2000. After operating for 25 years, FORUM CAPITAL SECURITIES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of FORUM CAPITAL SECURITIES LLC’s clients are individuals and 0% of their clients are high net worth individuals. FORUM CAPITAL SECURITIES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at FORUM CAPITAL SECURITIES LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access FORUM CAPITAL SECURITIES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at FORUM CAPITAL SECURITIES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
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Understanding the Statistics for FORUM CAPITAL SECURITIES LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
477 Madison Avenue 6th Floor, Pmb #6819, New York, NY 10022
477 Madison Avenue 6th Floor, Pmb #6819, New York, NY 10022
Small
(212) 290-1787
Delaware since 11/02/2000
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
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Advisor's working at FORUM CAPITAL SECURITIES LLC
Robert William Schwabe
Edward Barry Cohen
Jeffrey Michael Stern
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