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CRD#: 112064

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Where the Statistical Data for PRIMESHARES (NEW YORK) - CAPITAL MARKETS, LLC Comes From

Understanding the Statistics for PRIMESHARES (NEW YORK) - CAPITAL MARKETS, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
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HNWI
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MISC
No Information
Employees
Total
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Registered
No Information
Client Ratios
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Clients
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Individuals
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HNWI
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Firm Disclosures
No Disclosures

FIRM INFORMATION

Established
Delaware since 12/26/2000
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
PRIMESHARES (NEW YORK) - WORLD MARKETS GROUP, LLCMEMBER/SHAREHOLDER
VONSPIEGEL, ROGERCEO2670801
WILSON, CHARMAINE MAXINEFINANCIAL AND OPERATIONS PRINCIPAL2303711
WINSCHUH, MICHAELCHIEF OPERATING OFFICER3124321

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Advisor's working at PRIMESHARES (NEW YORK) - CAPITAL MARKETS, LLC

David Allen Shaffer
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David Allen Shaffer

David Shaffer
IAR
RR
CRD#: 7426278
Location:
Denver, PA
Company:
OSAIC WEALTH, INC.
Disclosures:
Experience:
4 years
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Chad William Lawyer
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Chad William Lawyer

Chad William Lawyer, Chad Lawyer
IAR
CRD#: 6107777
CFP®: Certified Financial Planner
Location:
Tucson, AZ 85718
Company:
LIFE STRATEGY PARTNERS
Disclosures:
Experience:
8 years
View Profile
TS
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Tyler Schoettle

PR
CRD#: 7800967
Location:
New York, NY 10022
Company:
SEVEN POINTS CAPITAL, LLC
Disclosures:
Experience:
2 years
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