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CRD#: 10766

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

BRECHLING ANDERSEN SECURITIES is located at null, null, null null and was first established at Los Angeles, California in 10/22/1982. After operating for 43 years, BRECHLING ANDERSEN SECURITIES has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of BRECHLING ANDERSEN SECURITIES’s clients are individuals and 0% of their clients are high net worth individuals. BRECHLING ANDERSEN SECURITIES has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at BRECHLING ANDERSEN SECURITIES are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access BRECHLING ANDERSEN SECURITIES‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at BRECHLING ANDERSEN SECURITIES. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for BRECHLING ANDERSEN SECURITIES Comes From

Understanding the Statistics for BRECHLING ANDERSEN SECURITIES and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
1

FIRM INFORMATION

Firm Size
Small
Established
California since 10/22/1982
Firm Type
Sole Proprietorship
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
ANDERSEN, ERIK BRECHLINGSOLE PROPRIETOR, CCO,CEO4714

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at BRECHLING ANDERSEN SECURITIES

JL
AdvisorCheck Check Mark

Justin Carlos Lizama

IAR
CRD#: 7283180
Location:
West Jordan, UT 84084
Company:
SIMPLE FINANCIAL, LLC
Disclosures:
Experience:
6 years
View Profile
AQ
AdvisorCheck Check Mark

Azam Abdul Qayum

PR
CRD#: 2593525
Location:
Greenwood Village, IL 80111
Company:
CETERA ADVISORS LLC
Disclosures:
Experience:
29 years
View Profile
JM
AdvisorCheck Check Mark

James Magyari

Jay Magyari
IAR
RR
CRD#: 7072039
Location:
Solon, OH 44139
Company:
COMMONWEALTH FINANCIAL NETWORK
Disclosures:
Experience:
2 years
View Profile
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