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CRD#: 10702
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FIRM PROFILE
Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information
Where the Statistical Data for ROYAL SECURITIES COMPANY Comes From
Understanding the Statistics for ROYAL SECURITIES COMPANY and How They Compare to Other Firms Through Our Analysis
Average Account Value
Individuals
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HNWI
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Breakdown of Assets Under Management
Total Client Assets:
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Individuals
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HNWI
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MISC
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Employees
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Registered
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Client Ratios
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Clients
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Individuals
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HNWI
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Firm Disclosures
Regulatory Event
7
Arbitration
2
FIRM INFORMATION
Main Address
4095 Chicago Drive Sw, Suite 120, Grandville, MI 49418
Established
Michigan since 06/01/1982
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody
FIRM DOCUMENTS
Part 2 Brochures
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| RSC HOLDINGS, INC. | SHAREHOLDER | ||
| DUMEZ, TIMOTHY VAN HAITSMA | PRESIDENT/CHIEF OPERATIONS OFFICER, CCO | 1839802 |
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
How Do I Determine Which Firm to Work With?
Advisor's working at ROYAL SECURITIES COMPANY
Ellen Reese Brasee
PR
CRD#: 3058868
Location:
Ontario, CA 91764
Company:
FALCON WEALTH PLANNING, INC.
Disclosures:
Experience:
27 years
Peter Faulkner Kettle
PR
CRD#: 1989806
Location:
Minneapolis, MN 55402
Company:
AMERIPRISE FINANCIAL SERVICES, LLC
Disclosures:
Experience:
36 years
Darren Dindinger
IAR
RR
CRD#: 4559268
Location:
Orting, WA 98360
Company:
ALLWORTH FINANCIAL, L.P.
Disclosures:
Experience:
23 years
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