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FIRM PROFILE
Overview
ALLEN & COMPANY LLC is located at 711 Fifth Avenue, New York, NY 10022 and was first established at New York, New York in 08/03/2001. After operating for 24 years, ALLEN & COMPANY LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of ALLEN & COMPANY LLC’s clients are individuals and 0% of their clients are high net worth individuals. ALLEN & COMPANY LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at ALLEN & COMPANY LLC are registered to handle securities or provide financial advice. The firm has 14 disclosures, 14 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access ALLEN & COMPANY LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at ALLEN & COMPANY LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for ALLEN & COMPANY LLC Comes From
Understanding the Statistics for ALLEN & COMPANY LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
711 Fifth Avenue, New York, NY 10022
711 Fifth Avenue, New York, NY 10022
Small
(212) 832-8000
New York since 08/03/2001
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| ALLEN OPERATIONS LLC | PARENT COMPANY | ||
| ALLEN, HERBERT, III ANTHONY | MANAGING DIRECTOR & PRESIDENT | 1532662 | |
| DIIORIO, PETER | GENERAL COUNSEL | 5309583 | |
| GOLINSKY, JODI | CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL | 7671190 | |
| MOORE, THOMAS MICHAEL | VICE PRESIDENT - OPERATIONS (CHIEF OPERATIONS OFFICER) | 6046204 | |
| VAHABZADEH, SALIMA | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER, FINANCIAL OPERATIONS PRINCIPAL | 3093372 |
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Advisor's working at ALLEN & COMPANY LLC
Richard Lawrence Fields
Daniel Peter Weidlein
Joseph Robert Kerrey
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