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CRD#: 100400
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

SIG BROKERAGE, LP is located at 30 Hudson Yards 16th Floor, New York, NY 10001 and was first established at New York, Delaware in 08/19/1999. After operating for 26 years, SIG BROKERAGE, LP has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of SIG BROKERAGE, LP’s clients are individuals and 0% of their clients are high net worth individuals. SIG BROKERAGE, LP has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at SIG BROKERAGE, LP are registered to handle securities or provide financial advice. The firm has 4 disclosures, 4 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access SIG BROKERAGE, LP‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at SIG BROKERAGE, LP. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for SIG BROKERAGE, LP Comes From

Understanding the Statistics for SIG BROKERAGE, LP and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
4

FIRM INFORMATION

Main Address
30 Hudson Yards 16th Floor, New York, NY 10001
Mailing Address
401 City Lane Ave, Bala Cynwyd, PA 19004
Firm Size
Small
Phone Number
(610) 617-2600
Established
Delaware since 08/19/1999
Firm Type
Other Types of Legal Formation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
SIG SPECIALISTS HOLDINGS, INC.LIMITED PARTNER
JAMACA, MELISSAFINOP7478107
RONAN, MICHAEL JAMES JRPRESIDENT5824509
RONAN, MICHAEL JAMES JRCHIEF COMPLIANCE OFFICER5824509
SIG BROKERAGE, LLCGENERAL PARTNER
SIMPSON, MICHAEL ROBERTPOO7521292

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Advisor's working at SIG BROKERAGE, LP

MK

Mark W Krommenhoek

Mark William Krommenhoek
RR
CRD#: 1712683
Location:
New York, NY 10005
Company:
SIG BROKERAGE, LP
Disclosures:
Experience:
31 years
View Profile
JY

Jeffrey Steven Yass

Jeffrey Yass
RR
CRD#: 1802451
Location:
Bala Cynwyd, PA 19004-1122
Company:
SUSQUEHANNA SECURITIES, LLC
Disclosures:
Experience:
23 years
View Profile
AD

Arthur Dantchik

RR
CRD#: 1802453
Location:
Bala Cynwyd, PA 19004-1122
Company:
SUSQUEHANNA SECURITIES, LLC
Disclosures:
Experience:
23 years
View Profile
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