Top Financial Advisors in Providence, Rhode Island
Finding the right financial advisor in Providence is a difficult thing to do. Not only are there seemingly endless advisors to choose from, but it is challenging to evaluate whether any given advisor has the right experience and specializations to match your unique needs. AdvisorCheck is here to help. Our comprehensive database of financial advisors in the US, including the best financial advisors in Providence, combined with our one-of-a-kind tool kit allows you to find, evaluate, and monitor financial advisors better than ever before.
To start, here are some of the top financial advisor firms in Providence, RI.
Find the Best Financial Advisor Firms in Providence:
PARSONS CAPITAL MANAGEMENT INC
CRD#: 106295
Address: 40 Westminster Street, Ste 400, Providence, RI 02903
Clients: 314
Average Clients per Advisor: 26
AUM: $ 2.4B
STRATEGICPOINT INVESTMENT ADVISORS LLC
CRD#: 124636
Address: 294 West Exchange Street, Providence, RI 02903-1004
Clients: 401
Average Clients per Advisor: 66
AUM: $ 915M
NEWMAN DIGNAN & SHEERAR, INC
CRD#: 107565
Address: 260 West Exchange Street Suite 302, Providence, RI 02903
Clients: 269
Average Clients per Advisor: 44
AUM: $ 731M
SK WEALTH MANAGEMENT, LLC
CRD#: 109114
Address: 50 Holden St, Providence, RI 02908-5757
Clients: 140
Average Clients per Advisor: 35
AUM: $ 639M
BARRETT & COMPANY
CRD#: 1175
Address: 42 Weybosset St, Providence, RI 02903-2855
Clients: 437
In Business for: 34 Years
Average Clients per Advisor: 109
AUM: $ 530M
Disclosures: 17
BROWN, LISLE/CUMMINGS, INC.
CRD#: 1331
Address: 56 Exchange Terrace Suite 300 Suite 300, Providence, RI 02903-1772
Clients: 119
In Business for: 60 Years
Average Clients per Advisor: 14
AUM: $ 487M
Disclosures: 7
How We Chose the Top Financial Advisors in Providence, Rhode Island
To create this list of top financial advisor firms in Providence, we started by identifying SEC-registered firms with at least $100 million in assets under management (AUM). We included firms that employ professionals registered to provide investment advisory services, either solely as investment adviser representatives (IARs) or as both IARs and registered brokers. Dually registered advisors can offer investment advice and also help clients buy or sell securities like stocks and mutual funds. From there, we ranked the remaining firms based on several key factors, giving higher rankings to those with greater total AUM and to those that primarily serve individual clients rather than institutional investors. This approach helps ensure you're choosing from among the best financial advisors Providence has to offer.
Search Financial Advisors in Providence, Rhode Island
David Lawrence Loughlin
Registered Affiliation(s):CITIZENS SECURITIES, INC.
Gregory Jude Pinto
Registered Affiliation(s):COMMONWEALTH FINANCIAL NETWORK
Terry Bradley Wells
Registered Affiliation(s):TSW WEALTH MANAGEMENT
Neal Borges
Registered Affiliation(s):AMERIPRISE FINANCIAL SERVICES, LLC
Alan Eric Slavin
Registered Affiliation(s):AMERIPRISE FINANCIAL SERVICES, LLC
Peter Francis Cardoza
Registered Affiliation(s):COMMONWEALTH FINANCIAL NETWORK
Disclaimers
AdvisorCheck is an independent third party. The information on this page was compiled by AdvisorCheck from publicly available sources. Neither the listed firms nor financial advisors contributed to or influenced the creation of this content. Additionally, AdvisorCheck was not compensated in any way for producing or publishing this information. Terms like "top," "best," or "leading" are used for editorial purposes only and do not represent a formal ranking or endorsement. These descriptions are subjective, may reflect publicly available data, opinions, or third-party sources, and should not be construed as guarantees of future performance or results.
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