John W. Baer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Walter Baer, who also goes by Jack Baer, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1971. John had worked at 9 firms and has passed the Series 63, Series 7TO, SIE, Series 1, Series 24 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 8, 1997 - February 17, 2005
ASSOCIATED PLANNERS INVESTMENT ADVISORY INC
February 14, 1996 - July 22, 2025
AMERICAN INVESTORS COMPANY
May 3, 1984 - February 17, 2005
ASSOCIATED SECURITIES CORP.
February 6, 1975 - May 18, 1984
AMERICAN INVESTORS COMPANY
June 8, 1973 - June 17, 1973
SPECTRUM FINANCIAL GROUP, INC.
May 15, 1973 - February 27, 1975
EQUITEC SECURITIES CO
April 4, 1972 - June 8, 1973
EQUITEC SECURITIES CO
August 16, 1971 - May 17, 1972
NDF SECURITIES CORPORATION
March 22, 1971 - September 13, 1971
GREEN HILL FINANCIAL SERVICE CORPORATION
January 20, 1971 - June 17, 1971
FALCON FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 1/11/1971
Registered Representative ExaminationSeries 00
Date: 7/19/1973
General Securities Principal ExaminationCurrent firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
