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Robert John Badger Jr

CRD# 9851·Registered 1970 - 2017
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert John Badger JR, who also goes by John Badger Jr, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1970 - 2017. Robert had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 1 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John Badger Jr

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

56 years in the financial services industry

Current & Past Employments

WITTHOFF CONSULTING SERVICES, LLC·CRD# 129643
RIA
West Des Moines, ID
February 28, 2014 - February 28, 2017
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.·CRD# 134139
RIA
West Des Moines, IA
August 25, 2009 - December 31, 2020
CAMBRIDGE INVESTMENT RESEARCH, INC.·CRD# 39543
BD
West Des Moines, IA
August 25, 2009 - December 31, 2020
CHARTERED FINANCIAL SERVICES, LTD.·CRD# 117659
RIA
West Des Moines, IA
September 29, 2008 - December 31, 2012
CHARTERED FINANCIAL SERVICES, LTD.·CRD# 117659
RIA
West Des Moines, IA
September 16, 2008 - September 16, 2008
CHARTERED FINANCIAL SERVICES, LTD.·CRD# 117659
RIA
West Des Moines, IA
January 1, 1999 - December 31, 2007
MUTUAL SERVICE CORPORATION·CRD# 4806
BD
West Des Moines, IA
March 31, 1989 - August 26, 2009
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Newark, NJ
February 2, 1984 - August 23, 2001
LOWRY FINANCIAL SERVICES CORPORATION·CRD# 7291
BD
October 18, 1983 - March 31, 1989
ROBERT JONES INVESTMENTS, INC.·CRD# 8666
BD
June 30, 1982 - October 18, 1983
PRUCO SECURITIES, LLC.·CRD# 5685
BD
February 5, 1982 - May 9, 1983
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA·CRD# 680
BD
June 4, 1970 - May 9, 1983

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Current Firm

WC
WITTHOFF CONSULTING SERVICES, LLC

WITTHOFF CONSULTING SERVICES, LLC

CRD#: 129643

Contact Information

Main Address

Urbandale, IA

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 1995About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1983About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 1 — Registered Representative Examination

Passed May 1970

Series 24 — General Securities Principal Examination

Passed Feb 1986About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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