RB

Robert J. Badger

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CRD#: 9851
RB

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert John Badger JR, who also goes by John Badger Jr, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1970. Robert had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 1 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


John Badger Jr

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

February 28, 2014 - February 28, 2017

WITTHOFF CONSULTING SERVICES, LLC

RIA
CRD#: 129643
WEST DES MOINES, ID
Past

August 25, 2009 - December 31, 2020

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA
CRD#: 134139
WEST DES MOINES, IA
Past

August 25, 2009 - December 31, 2020

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
WEST DES MOINES, IA
Past

September 29, 2008 - December 31, 2012

CHARTERED FINANCIAL SERVICES, LTD.

RIA
CRD#: 117659
WEST DES MOINES, IA
Past

September 16, 2008 - September 16, 2008

CHARTERED FINANCIAL SERVICES, LTD.

RIA
CRD#: 117659
WEST DES MOINES, IA
Past

January 1, 1999 - December 31, 2007

CHARTERED FINANCIAL SERVICES, LTD.

RIA
CRD#: 117659
WEST DES MOINES, IA
Past

March 31, 1989 - August 26, 2009

MUTUAL SERVICE CORPORATION

BD
CRD#: 4806
WEST DES MOINES, IA
Past

February 2, 1984 - August 23, 2001

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ
Past

October 18, 1983 - March 31, 1989

LOWRY FINANCIAL SERVICES CORPORATION

BD
CRD#: 7291
Past

June 30, 1982 - October 18, 1983

ROBERT JONES INVESTMENTS, INC.

BD
CRD#: 8666
Past

February 5, 1982 - May 9, 1983

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
Past

June 4, 1970 - May 9, 1983

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

BD
CRD#: 680

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 5/27/1970
Registered Representative Examination
Principal/Supervisory Exam

Current Firm


WC
WITTHOFF CONSULTING SERVICES, LLC
WITTHOFF CONSULTING SERVICES, LLC

CRD#: 129643 / SEC#:

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Contact information


Main Address
Urbandale, IA
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WITTHOFF CONSULTING SERVICES, LLC

CRD#: 129643

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