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John Cornelius Bacon

REVERE SECURITIES
BOSTON, MA
·CRD# 9756·55 years experience

Professional Summary

John Cornelius Bacon is a registered financial advisor currently at REVERE SECURITIES LLC located in Boston, Massachusetts. John is registered as a RR (Registered Representative) and started their career in finance in 1971. John has worked at 11 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 3, Series 7 and Series 1 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

55 years in the financial services industry

Current & Past Employments

REVERE SECURITIES LLC·CRD# 14178
BD
160 State Street 7th Floor, Boston, MA 02109
July 15, 2016 - Present
OPPENHEIMER & CO. INC.·CRD# 249
RIA
Boston, MA
September 11, 2006 - July 20, 2016
OPPENHEIMER & CO. INC.·CRD# 249
BD
Boston, MA
April 4, 2005 - July 20, 2016
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
August 18, 2000 - April 1, 2005
GRUNTAL & CO., L.L.C.·CRD# 372
BD
New York, NY
April 16, 1992 - August 23, 2000
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
June 2, 1989 - April 8, 1992
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
May 22, 1989 - June 17, 1989
DREXEL BURNHAM LAMBERT INCORPORATED·CRD# 7323
BD
May 22, 1987 - May 22, 1989
LEHMAN BROTHERS INC.·CRD# 7506
BD
September 21, 1984 - June 25, 1987
E. F. HUTTON & COMPANY INC·CRD# 235
BD
December 16, 1980 - September 18, 1984
FINANCIAL CONSULTANTS, INC.·CRD# 1819
BD
December 5, 1977 - December 3, 1980
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA·CRD# 680
BD
August 5, 1971 - April 27, 1978

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Current Firm

RS
REVERE SECURITIES LLC

ASR DIVISION OF TRACK SECURITIES CORP | TRACK SECURITIES CORP. | REVERE WEALTH MANAGEMENT LLC | REVERE SECURITIES LLC | REVERE SECURITIES CORP. | M-W SECURITIES CORP. | BRIARCLIFF CAPITAL CORP.

CRD#: 14178 / SEC#: 8-30511
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

560 Lexington Avenue 16th Floor, New York, NY 10022

Mailing Address

560 Lexington Avenue 16th Floor, New York, NY 10022

Phone Number

(212) 688-2350

Established

Delaware since 12/31/2013

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
REVERE INVESTMENT HOLDINGS LLCSHAREHOLDER—
BODKIN, GREGORY PATRICKCHIEF COMPLIANCE OFFICER3008389
FULLMAN, SCOTT HOWARDPRESIDENT / CHIEF OPERATIONS OFFICER1516584
MORENO, WILLIAM FRANCISCEO / EXECUTIVE CHAIRMAN2801621
ZULUAGA, OSEASCFO / FINOP4186791

Disclosures

Regulatory Event

15

Arbitration

3

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(7/15/2016)
RR
Connecticut
(7/15/2016)
RR
Florida
(7/15/2016)
RR
Massachusetts
(7/15/2016)
RR
New Jersey
(7/15/2016)
RR
New York
(7/15/2016)
RR
Rhode Island
(8/26/2024)
RR
South Carolina
(7/25/2016)
RR
Texas
(7/15/2016)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2006About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1981About the Series 63 exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 2023About the Series 6TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Aug 1990About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Dec 1980About the Series 7 exam

Series 1 — Registered Representative Examination

Passed Aug 1971
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view John Cornelius Bacon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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