Craig M. Adams
Professional summary
Craig Maxwell Adams is a registered financial advisor currently at CONFIDENTIAL MANAGEMENT ADVISORS, INC. located in Troy, Michigan and CONFIDENTIAL MANAGEMENT FINANCIAL SERVICES, INC. located in Troy, Michigan.
Craig is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1970. Craig has worked at 13 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 15, Series 5, Series 7, Series 1, Series 10, Series 14, Series 9, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Craig Maxwell Adams's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 23, 2010 - Present
CONFIDENTIAL MANAGEMENT ADVISORS, INC.
Office #1: 1700 West Big Beaver Suite 320, Troy, MI 48084July 3, 1990 - Present
CONFIDENTIAL MANAGEMENT FINANCIAL SERVICES, INC.
Office #1: 1700 West Big Beaver Road Suite 320, Troy, MI 48084Office #2: 1700 West Big Beaver Suite 320, Troy, MI 48084October 21, 2011 - November 7, 2024
FICAST CORPORATION
September 15, 2008 - November 9, 2009
CONFIDENTIAL MANAGEMENT ADVISORS, INC.
May 12, 1987 - August 23, 1988
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
December 2, 1986 - August 9, 1988
ROBERT W. BAIRD & CO. INCORPORATED
February 14, 1986 - August 7, 1990
LPL FINANCIAL LLC
November 14, 1980 - January 14, 1986
LEHMAN BROTHERS INC.
November 3, 1977 - December 3, 1980
E. F. HUTTON & COMPANY INC
July 29, 1975 - November 20, 1977
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
February 28, 1975 - July 11, 1975
USLIFE EQUITY SALES CORP
February 6, 1974 - February 28, 1975
OLD LINE INVESTMENT SALES INC
November 11, 1971 - March 20, 1973
ZENITH AMERICAN SECURITIES CORPORATION
October 8, 1970 - September 28, 1971
MULTI-VEST SECURITIES INC
Primary Firm SEC Registration
CONFIDENTIAL MANAGEMENT ADVISORS, INC.
CRD#: 125936 / SEC#: 801-70741
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/23/2008)
(8/13/1990)
(9/23/2010)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 15
Date: 12/1/1983
Foreign Currency Options ExaminationSeries 5
Date: 10/17/1981
Interest Rate Options ExaminationSeries 1
Date: 10/1/1970
Registered Representative ExaminationSeries 8
Date: 11/17/1986
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
CONFIDENTIAL MANAGEMENT ADVISORS, INC.
CRD#: 125936 / SEC#: 801-70741
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 130 |
| AUM (Assets Under Management) | $ 154,944,559 |
Red Flags
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