Michael O. Babin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Ovide Babin SR, who also goes by Michael Ovide Babin, Mike Babin, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1969. Michael had worked at 6 firms and has passed the Series 63, Series 1 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 27, 2011 - December 31, 2018
BABIN FINANCIAL SERVICES, INC.
April 2, 2007 - November 19, 2012
SECURITIES SERVICE NETWORK, LLC
December 2, 2005 - April 26, 2006
FSC SECURITIES CORPORATION
November 30, 2005 - March 30, 2007
FSC SECURITIES CORPORATION
June 23, 1999 - November 30, 2005
PAN-AMERICAN FINANCIAL ADVISERS
February 5, 1982 - June 28, 1999
PRUCO SECURITIES, LLC.
December 18, 1969 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 12/13/1969
Registered Representative ExaminationCurrent Firm
BABIN FINANCIAL SERVICES, INC.
CRD#: 117086 / SEC#:
Contact information
Red Flags
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