James H. Ayres
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Harlan Ayres was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1959. James had worked at 2 firms and has passed the Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 30, 1976 - December 19, 1995
ALDEN INVESTMENT COMPANY, INC.
May 21, 1959 - February 26, 1974
J. H. AYRES & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 4/9/1958
Registered Representative ExaminationSeries 40
Date: 5/28/1976
Registered Principal ExaminationCurrent Firm
ALDEN INVESTMENT COMPANY, INC.
CRD#: 7224 / SEC#: , 8-20682
Contact information
Documents
Red Flags
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