Anthony A. Ayre
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Allen Ayre, who also goes by Allan Anthony Ayre, Anthony Allan Ayre, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1970. Anthony had worked at 4 firms and has passed the Series 63, SIE, PC, Series 000, Series 1, Series 4, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 18, 2014 - December 15, 2014
SPENCER EDWARDS, INC.
January 6, 1999 - November 14, 2013
JERA SECURITIES, INC.
February 11, 1974 - March 9, 1998
A. G. EDWARDS & SONS, INC.
October 7, 1970 - March 28, 1974
DUPONT WALSTON, INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
PC
Date: 8/23/1977
AMEX Put and Call ExamSeries 000
Date: 11/12/1970
General Securities Principal ExaminationSeries 1
Date: 1/21/1969
Registered Representative ExaminationSeries 8
Date: 12/12/1983
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
SPENCER EDWARDS, INC.
CRD#: 22067 / SEC#: , 8-39511
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 18 |
| Arbitration | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
