Harry Aylesworth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harry Aylesworth was a registered financial professional .
Harry is a previously registered financial professional and started their career in finance in 1972. Harry had worked at 5 firms and has passed the Series 63, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 12, 1997 - May 16, 1998
HDA SERVICE CORPORATION
October 8, 1985 - April 23, 1986
O. R. SECURITIES, INC.
February 5, 1985 - August 21, 1997
HDA SERVICE CORPORATION
November 11, 1976 - October 8, 1985
WZW FINANCIAL SERVICES, INC.
November 28, 1972 - August 20, 1974
HARTFORD VARIABLE ANNUITY LIFE LIFE INSURANCE COMPANY
November 1, 1972 - December 15, 1976
RAYMOND JAMES & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/26/1972
Registered Representative ExaminationSeries 40
Date: 2/26/1976
Registered Principal ExaminationCurrent Firm
HDA SERVICE CORPORATION
CRD#: 6145 / SEC#: , 8-16959
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AYLESWORTH, DEBORAH DAWN | PRESIDENT & SECRETARY | 825481 |
Disclosures
| Regulatory Event | 4 |
| Civil Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
