William C. Maxwell
Professional summary
William Christopher Maxwell, who also goes by Chris Maxwell, William Christophe Maxwell, is a registered financial advisor currently at MAXWELL FAMILY OFFICE, LLC located in Rock Hall, Maryland.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. William has worked at 8 firms and has passed the Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William Christopher Maxwell's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 3, 2023 - Present
MAXWELL FAMILY OFFICE, LLC
September 11, 2009 - December 31, 2016
OSPREY CAPITAL MANAGEMENT, LLC
October 4, 2002 - August 4, 2003
INCAP SECURITIES, INC.
August 14, 2001 - November 3, 2009
CONESTOGA CAPITAL ADVISORS, LLC
November 29, 1999 - December 5, 2000
PRIMESOLUTIONS SECURITIES, INC.
November 2, 1993 - January 5, 1998
KEY INVESTMENTS INC.
March 19, 1986 - December 31, 1991
GOLDK INVESTMENT SERVICES, INC
April 6, 1979 - December 24, 1981
CITICORP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/3/2023)
Exams
Current Firm
MAXWELL FAMILY OFFICE, LLC
CRD#: 326584 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 45 |
| AUM (Assets Under Management) | $ 30,943,071 |
Red Flags
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