Charles D. Parrish
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Derek Parrish, who also goes by Derek Parrish, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1978. Charles had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 28, 2014 - January 8, 2016
FIRST SOUTHERN SECURITIES, LLC.
June 12, 2012 - July 25, 2014
W. R. TAYLOR & COMPANY, LLC
April 26, 2012 - May 30, 2012
WM. H. MURPHY & CO., INC.
January 19, 2010 - April 16, 2012
TERMINUS SECURITIES, LLC
February 19, 2009 - December 23, 2009
RIDGEWAY & CONGER, INC.
July 16, 1987 - January 29, 2009
BLOUNT PARRISH & COMPANY, INC.
June 8, 1981 - July 7, 1987
THE FRAZER LANIER COMPANY, INCORPORATED
August 14, 1978 - August 5, 1981
THORNTON FARISH INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST SOUTHERN SECURITIES, LLC.
CRD#: 153133 / SEC#: , 8-68503
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EILER, BENJAMIN THOMAS | OWNER | 3063023 |
| HAWK, WILLIAM HEATH | PRESIDENT / CEO / ROSFP / MP | 2494928 |
| SFYRIS, VASILEIOS ALEXIOS | MANAGING PARTNER/POO | 4026992 |
| PAGAN MARXUACH, RAFAEL ANTONIO | OWNER | 2863850 |
| HOLMAN, JOHN MICHAEL | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | 1858866 |
| JACKELS, STEPHANIE KANE | FINOP/PFO | 5928877 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
