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Lawrence E. Augustyn

Some features on this profile are disabled
CRD#: 8771
LA

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Lawrence Edward Augustyn was a registered financial professional .

Lawrence is a previously registered financial professional and started their career in finance in 1970. Lawrence had worked at 3 firms and has passed the Series 7, Series 1 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 23, 1980 - December 31, 1999

BILLINGS EQUITIES, INC.

BD
CRD#: 7932
CHICAGO, IL
Past

July 31, 1973 - May 1, 1976

PERSHING SECURITIES CORPORATION

BD
CRD#: 1599
Past

September 28, 1970 - July 20, 1973

LOEWI & CO., INCORPORATED

BD
CRD#: 526

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 7
Date: 11/15/1980
General Securities Representative Examination
General Industry/Product Exam
RR
Series 1
Date: 4/4/1962
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/5/1981
General Securities Principal Examination

Current Firm

BE
BILLINGS EQUITIES, INC.
BILLINGS EQUITIES, INC.

CRD#: 7932 / SEC#: , 8-23695

BD
Terminated by SEC on 06/21/2000
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Contact information

Main Address
Mailing Address
Phone number
Established
Illinois since 01/30/1979
Firm type
Corporation
Fiscal year end
July
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
BILLINGS, JOANNE LAURETTESHAREHOLDER
BILLINGS, KATHLEEN ROSESHAREHOLDER
BILLINGS, MATTHEW JOHNPRESIDENT1915377
BILLINGS, PATRICIA ANNESHAREHOLDER
BILLINGS, SARA MAUREENSHAREHOLDER
BILLINGS, SHEILA FRANCESSHAREHOLDER
BILLINGS, WILLIAM JAMESCORPORATE SECRETARY1848890
SELIG, MARY ELIZABETH BILLINGTREASURER
BILLINGS, KATHLEEN ROSEVICE PRESIDENT
LARSON, LESLIE LEWISSROP, CROP302955
MILLER, DANIEL JOSEPHSROP2592473
WARREN, ROBERT NEALCONTROLLER, FINOP1160863

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BILLINGS EQUITIES, INC.

CRD#: 7932

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