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CK

Carl F. Kalnow

CONNERS & CO.
Cincinnati, OH 45226
Some features on this profile are disabled
CRD#: 876529
CK

Professional summary

Carl Frost Kalnow is a registered financial professional currently at CONNERS & CO., INC. located in Cincinnati, Ohio.

Carl is registered as a RR (Registered Representative) and started their career in finance in 1977. Carl has worked at 3 firms and has passed the SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Carl Frost Kalnow's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 16, 2020 - Present

CONNERS & CO., INC.

Office #1: 5080 Wooster Road Suite 300, Cincinnati, OH 45226
BD
CRD#: 1511
Cincinnati, OH
Past

June 19, 2007 - June 11, 2020

ROSS, SINCLAIRE & ASSOCIATES, LLC

BD
CRD#: 25440
CINCINNATI, OH
Past

May 19, 1977 - June 15, 2007

SEASONGOOD & MAYER

BD
CRD#: 3321
CINCINNATI, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(6/16/2020)
RR
Ohio
(6/16/2020)

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/16/1978
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

C&
CONNERS & CO., INC.
CONNERS & CO., INC. | CONNERS & COMPANY, INC.

CRD#: 1511 / SEC#: , 8-8228

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
5080 Wooster Road Suite 300, Cincinnati, OH 45226
Mailing Address
5080 Wooster Road Suite 300, Cincinnati, OH 45226
Phone number
(513) 421-0606
Established
Ohio since 10/27/1959
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CONNERS, JOHN ANTHONYCHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER52348

Disclosures

Regulatory Event7
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CONNERS & CO., INC.

CRD#: 1511Cincinnati, OH 45226

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