Robert J. Albano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Joseph Albano, who also goes by Robert J Albano, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1976. Robert had worked at 16 firms and has passed the Series 5, Series 7, Series 14, Series 4 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 30, 2011 - April 3, 2012
JEFFERIES HIGH YIELD TRADING, LLC
July 14, 2011 - November 23, 2011
JEFFERIES BACHE SECURITIES, LLC
January 4, 2005 - January 31, 2007
JEFFERIES PARTNERS OPPORTUNITY FUND, LLC
January 4, 2005 - January 31, 2007
JEFFERIES PARTNERS OPPORTUNITY FUND V, LLC
January 4, 2005 - January 31, 2007
MEREDITH WHITNEY SECURITIES, LLC
January 4, 2005 - January 31, 2007
JEFFERIES PARTNERS OPPORTUNITY FUND III, LLC
January 4, 2005 - January 31, 2007
JEFFERIES HIGH YIELD TRADING, LLC
January 4, 2005 - January 31, 2007
JEFFERIES EMPLOYEES OPPORTUNITY FUND, LLC
January 4, 2005 - January 31, 2007
GRIFFIN TRADING SPECIALISTS LLC
January 4, 2005 - April 3, 2012
JEFFERIES EXECUTION SERVICES, INC.
January 4, 2005 - April 3, 2012
JEFFERIES LLC
October 10, 2003 - May 6, 2004
HERZOG, HEINE, GEDULD, LLC
March 16, 2001 - February 20, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 7, 1982 - October 26, 2000
PERSHING LLC
February 1, 1979 - March 30, 1982
LEHMAN BROTHERS KUHN LOEB INCORPORATED
November 1, 1978 - January 9, 1979
F. L. PUTNAM & COMPANY, INC.
September 12, 1978 - December 3, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 10, 1976 - September 26, 1978
WHITE, WELD & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/31/1981
Interest Rate Options ExaminationSeries 12
Date: 6/26/1972
NYSE Branch Manager ExaminationCurrent Firm
JEFFERIES HIGH YIELD TRADING, LLC
CRD#: 47363 / SEC#: , 8-51771
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
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