Timothy J. Linehan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Jude Linehan SR, who also goes by Timothy Jude Linehan, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1976. Timothy had worked at 13 firms and has passed the SIE, Series 5, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 25, 2018 - December 31, 2021
WHITAKER SECURITIES LLC
May 31, 2017 - June 29, 2018
LEK SECURITIES CORPORATION
January 21, 2015 - June 1, 2017
DINOSAUR FINANCIAL GROUP, L.L.C
September 6, 2011 - October 10, 2014
GFI SECURITIES LLC
June 3, 2009 - August 24, 2011
CHAPDELAINE TULLETT PREBON, LLC
January 31, 2008 - February 29, 2008
TRADITION SECURITIES AND DERIVATIVES LLC
September 29, 2004 - February 6, 2008
SEABOARD SECURITIES, INC.
March 14, 2001 - September 14, 2004
W.A. CAPITAL MARKETS
June 11, 1999 - March 13, 2000
VIRTU FINANCIAL CAPITAL MARKETS LLC
February 13, 1998 - June 17, 1999
CIBC WORLD MARKETS CORP.
March 10, 1981 - October 21, 1997
MORGAN STANLEY DW INC.
March 21, 1978 - December 7, 1980
HAPOALIM SECURITIES USA, INC.
August 25, 1976 - March 28, 1978
THE GARVIN BANTEL CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 5
Date: 10/16/1982
Interest Rate Options ExaminationCurrent Firm
WHITAKER SECURITIES LLC
CRD#: 121465 / SEC#: , 8-65419
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NICOSIA, ROSALIE MARGARET | CHIEF COMPLIANCE OFFICER, CRCP | 4239124 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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