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Daniel Bruce Johnson

CRD# 874877·Registered 1979 - 2018
Previously Registered: Being a previously registered professional could mean that Daniel is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Daniel Bruce Johnson was a registered financial advisor. Daniel was a previously registered financial professional and started their career in finance 1979 - 2018. Daniel had worked at 5 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

47 years in the financial services industry

Current & Past Employments

JOHNSON CAPITAL MANAGEMENT·CRD# 139935
RIA
Citrus Heights, CA
August 9, 1993 - December 31, 2018
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
January 13, 1989 - February 8, 1993
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
January 20, 1982 - January 4, 1989
FIRST AFFILIATED SECURITIES, INC.·CRD# 6871
BD
March 14, 1980 - September 30, 1981
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED·CRD# 640
BD
December 3, 1979 - January 10, 1980

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Current Firm

JC
JOHNSON CAPITAL MANAGEMENT

DANIEL BRUCE JOHNSON | JOHNSON CAPITAL MGMT | JOHNSON CAPITAL MANAGEMENT

CRD#: 139935

Contact Information

Main Address

10261 Nw Pacific Coast Highway, Seal Rock, OR 97376

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1984About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 1979About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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