Benjamin Lupu
CFP®Professional Summary
Benjamin Lupu, CFP®, who also goes by Ben Lupu, is a registered financial advisor currently at KENSINGTON AMI, LLC located in Burbank, California. Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. Benjamin has worked at 9 firms and has passed the Series 65, Series 63, Series 5, Series 7, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ben Lupu
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Credentials
Years of Experience
47 years in the financial services industry
Current & Past Employments
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MORGAN STANLEY
MORGAN STANLEY
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Current Firm
KENSINGTON AMI, LLC
Contact Information
Main Address
2600 West Olive Ave 5th Floor, Burbank, CA 91505Phone Number
(818) 333-5318# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
102AUM (Assets Under Management)
$80,195,971Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/12/2008)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 5 — Interest Rate Options Examination
Passed Dec 1982Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Jul 2001About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jul 2001About the Series 9 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Benjamin Lupu's CRS (Customer Relationship Summary).
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