Cesario Munoz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cesario Munoz was a registered financial professional .
Cesario is a previously registered financial professional and started their career in finance in 1979. Cesario had worked at 6 firms and has passed the Series 63, Series 7, Series 1, Series 26 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 1985 - September 26, 1988
MUNOZ SECURITIES CO.
March 29, 1985 - August 6, 1985
J.P. MCCAULEY & CO.,LTD.
September 21, 1984 - January 4, 1985
ANGELES SECURITIES CORPORATION
April 2, 1984 - September 21, 1984
QTX SECURITIES, INC.
January 5, 1983 - March 21, 1984
FINANCIAL PLANNERS EQUITY CORPORATION
December 7, 1979 - January 18, 1983
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/23/1979
Registered Representative ExaminationCurrent Firm
MUNOZ SECURITIES CO.
CRD#: 16375 / SEC#: , 8-33798
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
