Mitchell Hersh
Professional summary
Mitchell Hersh was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Mitchell is a previously registered financial professional and started their career in finance in 1979. Prior to being barred, Mitchell had worked at 4 firms, which includes NATIONWIDE PLANNING ASSOCIATES INC., NEW ENGLAND SECURITIES, AMERICAN PORTFOLIOS FINANCIAL SERVICES INC., FORESTERS FINANCIAL SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2002 - November 16, 2004
NATIONWIDE PLANNING ASSOCIATES INC.
April 25, 1994 - September 19, 2002
NEW ENGLAND SECURITIES
March 7, 1991 - October 11, 2001
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
February 13, 1991 - March 7, 1991
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
December 7, 1979 - February 15, 1991
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 11/29/1979
Registered Representative ExaminationCurrent Firm
NATIONWIDE PLANNING ASSOCIATES INC.
CRD#: 31029 / SEC#: , 8-45310
Contact information
FINRA licenses (48 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Bond | 1 |
Red Flags
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