Peter Thomas Borghi
CIMA®Professional Summary
Peter Thomas Borghi, CIMA® was a registered financial advisor. Peter was a previously registered financial professional and started their career in finance 1979 - 2019. Peter had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 1, Series 24 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures on record.
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Credentials
Years of Experience
46 years in the financial services industry
Current & Past Employments
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Current Firm
MORRIS GROUP, INC.
Contact Information
Main Address
8445 Keystone Xing Suite 240, Indianapolis, IN 46240Mailing Address
8445 Keystone Xing Suite 240, Indianapolis, IN 46240Phone Number
(317) 217-5440Established
Indiana since 10/22/1982Firm Type
CorporationFiscal Year End
MarchFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 1 — Registered Representative Examination
Passed Dec 1979Series 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Sep 1987About the Series 26 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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